Personnel SFC Licences and HKMA Registrations (ID 11358)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Luk Fook Capital (HK) Limited	RO	Advising on corporate finance	2019-06-05	2020-06-08
	Rep	Advising on corporate finance	2019-05-09	2019-06-05
HERCULES CAPITAL LIMITED (b2002-05-21)	RO	Advising on corporate finance	-	2019-01-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.