Personnel Hong Kong SFC License Details (ID 113584)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Advising on securities	2016-09-30	2018-09-28
	Rep	Dealing in securities	2016-09-30	2018-09-28
BOCI SECURITIES LIMITED	Rep	Dealing in futures contracts	2009-09-29	2010-06-26
	Rep	Advising on securities	2009-06-22	2010-06-26
	Rep	Dealing in securities	2009-06-22	2010-06-26
Morgan Stanley Asia Limited	Rep	Dealing in securities	2004-03-13	2008-10-29
Morgan Stanley Hong Kong Futures Limited	Rep	Dealing in futures contracts	2004-03-13	2008-10-29