Personnel SFC Licences and HKMA Registrations (ID 113585)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LGT INVESTMENT MANAGEMENT (ASIA) LIMITED	Rep	Dealing in securities	2013-09-09	-
CTBC Asia Limited	Rep	Advising on securities	2004-10-29	2004-12-20
	Rep	Dealing in securities	2004-03-12	2004-12-20

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.