Personnel Hong Kong SFC License Details (ID 113587)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Ninety One Hong Kong Limited	Rep	Advising on securities	2016-11-21	2018-10-21
	Rep	Dealing in securities	2016-11-21	2018-10-21
Legg Mason Asset Management Hong Kong Limited	Rep	Advising on securities	2013-12-16	2016-11-03
	Rep	Dealing in securities	2013-12-16	2016-11-03
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED	Rep	Advising on securities	2011-09-28	2013-11-12
	Rep	Asset management	2011-09-28	2013-11-12
	Rep	Dealing in securities	2011-09-28	2013-11-12
Sensible Asset Management Limited	Rep	Advising on securities	2010-08-10	2011-08-23
	Rep	Asset management	2010-08-10	2011-08-23
VALUE PARTNERS HONG KONG LIMITED	Rep	Advising on securities	2010-05-10	2011-08-23
	Rep	Asset management	2010-05-10	2011-08-23
	Rep	Dealing in securities	2010-05-10	2011-08-23
VALUE PARTNERS LIMITED	Rep	Advising on securities	2010-05-10	2011-08-23
	Rep	Asset management	2010-05-10	2011-08-23
	Rep	Dealing in securities	2010-05-10	2011-08-23
PHILLIP COMMODITIES (HK) LIMITED	Rep	Leveraged foreign exchange trading	2009-09-21	2010-05-01
	Rep	Dealing in futures contracts	2009-06-19	2010-05-01
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2009-06-19	2010-05-01
	Rep	Dealing in securities	2009-06-19	2010-05-01
HSBC Private Trustee (Hong Kong) Limited	Rep	Advising on securities	2004-04-13	2005-01-05
	Rep	Asset management	2004-04-13	2005-01-05
	Rep	Dealing in securities	2004-04-13	2005-01-05