Personnel Hong Kong SFC License Details (ID 113604)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LOMBARD ODIER (HONG KONG) LIMITED	Rep	Advising on securities	2012-10-26	2013-11-06
	Rep	Dealing in securities	2012-10-26	2013-11-06
Julius Baer (Hong Kong) Limited	Rep	Advising on securities	2007-09-19	2011-06-13
	Rep	Dealing in securities	2007-09-19	2011-06-13
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2004-03-18	2006-05-05
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2004-03-18	2006-05-05