Personnel SFC Licences and HKMA Registrations (ID 113614)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Moody's Investors Service Hong Kong Limited	Rep	Providing credit rating services	2017-12-04	-
DELOITTE & TOUCHE CORPORATE FINANCE LIMITED	Rep	Advising on corporate finance	2004-05-06	2004-12-07

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.