Personnel Hong Kong SFC License Details (ID 113647)

Personnel Hong Kong SFC License Details (ID 113647)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2010-02-19	2010-05-08
	Rep	Advising on corporate finance	2008-10-10	2010-05-08
	Rep	Dealing in securities	2008-10-10	2010-05-08
LEHMAN BROTHERS ASIA LIMITED	Rep	Advising on corporate finance	2005-04-15	2008-09-29
	Rep	Dealing in securities	2005-04-15	2008-09-29
LEHMAN BROTHERS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2005-04-15	2008-09-29
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2004-03-30	2005-03-09