Personnel Hong Kong SFC License Details (ID 113649)

Personnel Hong Kong SFC License Details (ID 113649)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Bright Future Services HK Limited	RO	Advising on corporate finance	2020-07-13	2023-04-24
DEUTSCHE SECURITIES ASIA LIMITED	RO	Advising on corporate finance	2012-03-02	2018-07-05
Merrill Lynch (Asia Pacific) Limited	RO	Advising on corporate finance	2008-08-27	2008-11-19
	RO	Advising on securities	2008-08-27	2008-11-19
	RO	Dealing in securities	2008-08-27	2008-11-19
Merrill Lynch Far East Limited	RO	Advising on corporate finance	2008-08-27	2008-11-19
	RO	Advising on securities	2008-08-27	2008-11-19
	RO	Dealing in securities	2008-08-27	2008-11-19
	Rep	Advising on securities	2005-04-22	2008-08-27
	Rep	Dealing in securities	2005-04-22	2008-08-27
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2004-03-29	2008-08-27
	Rep	Advising on securities	2004-03-29	2008-08-27
	Rep	Dealing in securities	2004-03-29	2008-08-27
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2004-03-29	2008-08-27