Personnel Hong Kong SFC License Details (ID 113701)

Personnel Hong Kong SFC License Details (ID 113701)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2012-06-22	2013-05-31
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2012-06-22	2013-05-31
	Rep	Dealing in securities	2012-06-22	2013-05-31
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2010-12-06	2011-01-19
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2007-03-01	2011-01-19
	Rep	Dealing in securities	2007-03-01	2011-01-19
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2007-03-01	2010-12-06
	Rep	Dealing in futures contracts	2007-03-01	2010-12-06
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in securities	2007-03-01	2011-01-19
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Dealing in securities	2004-04-13	2006-11-30