Personnel Hong Kong SFC License Details (ID 113703)

Personnel Hong Kong SFC License Details (ID 113703)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
INVESCO ASSET MANAGEMENT ASIA LIMITED	RO	Dealing in securities	2004-09-09	2004-09-22
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	RO	Advising on futures contracts	2004-09-09	2004-09-22
	RO	Advising on securities	2004-09-09	2004-09-22
	RO	Asset management	2004-09-09	2004-09-22
	RO	Dealing in securities	2004-09-09	2004-09-22
INVESCO ASSET MANAGEMENT ASIA LIMITED	Rep	Dealing in securities	2004-04-13	2004-09-09
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	Advising on futures contracts	2004-04-13	2004-09-09
	Rep	Advising on securities	2004-04-13	2004-09-09
	Rep	Asset management	2004-04-13	2004-09-09
	Rep	Dealing in securities	2004-04-13	2004-09-09