Personnel SFC Licences and HKMA Registrations (ID 113762)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MACQUARIE CAPITAL LIMITED	Rep	Advising on securities	2014-12-16	-
FOX-PITT, KELTON (ASIA) LIMITED	Rep	Advising on securities	2006-03-15	2006-06-30
	Rep	Dealing in securities	2006-03-15	2006-06-30
	RO	Advising on securities	2005-06-30	2006-03-15
	RO	Dealing in securities	2005-06-30	2006-03-15
	Rep	Advising on securities	2004-04-22	2005-06-30
	Rep	Dealing in securities	2004-04-22	2005-06-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.