Personnel Hong Kong SFC License Details (ID 113797)

Personnel Hong Kong SFC License Details (ID 113797)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Yunfeng Securities Limited	RO	Dealing in securities	2013-08-27	2015-04-08
Yunfeng Financial Markets Limited	RO	Advising on corporate finance	2011-11-16	2015-04-08
	RO	Advising on securities	2011-11-16	2015-04-08
	RO	Dealing in securities	2011-11-16	2015-04-08
	Rep	Advising on corporate finance	2011-10-04	2011-11-16
	Rep	Advising on securities	2011-10-04	2011-11-16
	Rep	Dealing in securities	2011-10-04	2011-11-16
CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED	RO	Advising on corporate finance	2010-10-07	2011-05-30
	RO	Advising on securities	2010-10-07	2011-05-30
	RO	Leveraged foreign exchange trading	2008-12-30	2011-03-21
BGC SECURITIES (HONG KONG) LLC	RO	Dealing in securities	2005-10-31	2008-06-13
CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED	RO	Dealing in futures contracts	2004-07-15	2011-05-30
	RO	Dealing in securities	2004-07-15	2011-05-30
BGC SECURITIES (HONG KONG) LLC	RO	Dealing in securities	2004-05-18	2004-07-15