Personnel Hong Kong SFC License Details (ID 113798)

Personnel Hong Kong SFC License Details (ID 113798)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
RAB CAPITAL (ASIA) LIMITED	Rep	Advising on futures contracts	2007-10-02	2008-05-30
	Rep	Advising on securities	2007-10-02	2008-05-30
	Rep	Asset management	2007-10-02	2008-05-30
PI INVESTMENT MANAGEMENT LIMITED	Rep	Advising on futures contracts	2007-09-03	2007-09-28
	Rep	Advising on securities	2007-09-03	2007-09-28
	Rep	Asset management	2007-09-03	2007-09-28
FIL Investment Advisors	Rep	Advising on securities	2004-05-12	2005-08-31
	Rep	Asset management	2004-05-12	2005-08-31
FIL Investment Management (Hong Kong) Limited	Rep	Advising on securities	2004-05-12	2005-08-31
	Rep	Asset management	2004-05-12	2005-08-31