| Y2 CAPITAL PARTNERS LIMITED | Rep | Asset management | 2021-12-16 | 2023-11-12 |
| Trikon Asset Management Limited | Rep | Asset management | 2018-09-18 | 2021-07-27 |
| BlackRock Asset Management North Asia Limited | Rep | Dealing in futures contracts | 2017-07-26 | 2018-07-13 |
| Rep | Dealing in securities | 2017-07-26 | 2018-07-13 |
| Asiya Investments Hong Kong Limited | Rep | Advising on securities | 2016-08-25 | 2017-03-01 |
| Rep | Asset management | 2016-08-25 | 2017-03-01 |
| Macquarie Asia Securities Limited | Rep | Dealing in futures contracts | 2009-05-25 | 2010-10-28 |
| MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2009-05-25 | 2010-10-28 |
| Morgan Stanley Asia Limited | Rep | Providing automated trading services | 2007-04-03 | 2008-11-20 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Providing automated trading services | 2007-04-03 | 2008-11-20 |
| Morgan Stanley Asia Limited | Rep | Dealing in securities | 2007-03-12 | 2008-11-20 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2007-03-12 | 2008-11-20 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2007-03-12 | 2008-11-20 |
| Merrill Lynch Far East Limited | Rep | Dealing in securities | 2005-04-22 | 2007-02-03 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2004-04-28 | 2007-02-03 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-04-28 | 2007-02-03 |