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Personnel Hong Kong SFC License Details (ID 113813)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
D. YAU AND COMPANY LIMITED
RO
Advising on securities
2005-08-30
2009-05-30
Rep
Advising on securities
2005-04-01
2005-08-30
RO
Advising on securities
2004-08-13
2005-04-01