Personnel Hong Kong SFC License Details (ID 113814)

Personnel Hong Kong SFC License Details (ID 113814)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2010-04-15	2010-07-10
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2010-04-15	2010-07-10
HAI TONG SECURITIES (HK) BROKERAGE LIMITED	Rep	Dealing in futures contracts	2009-05-07	2010-07-10
	Rep	Dealing in securities	2009-05-07	2010-07-10
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2007-06-21	2008-04-14
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2007-06-21	2008-04-14
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2007-06-21	2008-04-14
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2004-05-07	2006-08-07
Everbright Securities Digital Finance (HK) Limited	Rep	Dealing in securities	2004-05-07	2006-08-07
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2004-05-07	2006-08-07