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Personnel Hong Kong SFC License Details (ID 113841)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
CAIIS Limited
Rep
Dealing in securities
2006-07-12
2010-04-15
Rep
Advising on securities
2004-05-04
2010-04-15