| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CMB INTERNATIONAL FUTURES LIMITED | RO | Dealing in futures contracts | 2025-12-16 | - |
| CMB International Securities Limited | RO | Advising on securities | 2025-12-16 | - |
| RO | Dealing in securities | 2025-12-16 | - | |
| HSBC BROKING FUTURES (ASIA) LIMITED | RO | Dealing in futures contracts | 2025-02-03 | 2025-07-16 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | RO | Advising on securities | 2025-02-03 | 2025-07-16 |
| RO | Dealing in securities | 2025-02-03 | 2025-07-16 | |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2025-01-21 | 2025-07-16 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2025-01-21 | 2025-02-03 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2025-01-13 | 2025-02-03 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2025-01-13 | 2025-02-03 |
| XHK Limited | RO | Dealing in futures contracts | 2024-03-04 | 2024-11-03 |
| RO | Dealing in securities | 2023-09-19 | 2024-11-03 | |
| Rep | Dealing in securities | 2023-07-14 | 2023-09-19 | |
| TAI FUNG SECURITIES LIMITED | RO | Dealing in securities | 2018-06-20 | 2022-12-01 |
| Rep | Dealing in securities | 2018-04-19 | 2018-06-20 | |
| ZHONGTAI INTERNATIONAL SECURITIES LIMITED | RO | Dealing in securities | 2018-02-26 | 2018-03-21 |
| ZHONGTAI INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-11-28 | 2018-03-21 |
| ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2017-11-28 | 2018-02-26 |
| Saxo Capital Markets HK Limited | RO | Dealing in securities | 2015-04-29 | 2017-10-02 |
| RO | Leveraged foreign exchange trading | 2015-04-29 | 2017-10-02 | |
| Rep | Dealing in securities | 2014-12-11 | 2015-04-29 | |
| Rep | Leveraged foreign exchange trading | 2014-12-11 | 2015-04-29 | |
| Rep | Dealing in futures contracts | 2014-12-11 | 2017-10-02 | |
| CMC Markets Asia Limited | Rep | Leveraged foreign exchange trading | 2005-05-18 | 2007-06-06 |
| CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | Leveraged foreign exchange trading | 2004-05-07 | 2005-04-25 |
No HKMA registrations in the collected records.