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Rich, David Edward Hong Kong SFC License Details (ID 113849)
Rich, David Edward
SFC ID:
AKO800
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
Citigroup Global Markets Asia Limited
Rep
Dealing in securities
2004-05-11
2004-07-14
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED
Rep
Dealing in securities
2004-05-11
2004-07-14