Personnel SFC Licences and HKMA Registrations (ID 113868)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Vontobel (Hong Kong) Limited	RO	Dealing in securities	2026-03-03	-
	Rep	Dealing in securities	2025-12-19	2026-03-03
Jupiter Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2023-07-20	2025-12-02
Janus Henderson Investors Hong Kong Limited	Rep	Advising on securities	2019-07-17	2023-07-10
	Rep	Dealing in securities	2019-07-17	2023-07-10
GLOBAL INVESTMENT ADVISORS LIMITED	Rep	Advising on securities	2004-06-05	2009-06-19

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.