Personnel Hong Kong SFC License Details (ID 113888)

Personnel Hong Kong SFC License Details (ID 113888)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2007-10-31	2007-11-20
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2007-09-25	2007-11-20
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2007-09-25	2007-11-20
BEAR STEARNS ASIA LIMITED	Rep	Dealing in futures contracts	2006-11-27	2007-09-14
	Rep	Dealing in securities	2006-08-28	2007-09-14
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2004-07-08	2006-08-04
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2004-05-24	2005-01-08
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2004-05-24	2006-08-04