Webb-site Legacy
En
Home
Personnel Hong Kong SFC License Details (ID 113898)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
Show old organisation names
Current only
Organisation
Role
Activity
From
Until
Morgan Stanley Asia Limited
Rep
Dealing in securities
2007-05-15
2008-02-14
Merrill Lynch (Asia Pacific) Limited
Rep
Advising on securities
2004-05-21
2005-04-22
Rep
Dealing in securities
2004-05-21
2007-02-16