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Personnel Hong Kong SFC License Details (ID 113902)
Personnel
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SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
BARCLAYS CAPITAL ASIA LIMITED
Rep
Dealing in futures contracts
2015-12-07
2022-05-13
Rep
Dealing in securities
2015-12-07
2022-05-13
LEHMAN BROTHERS ASIA LIMITED
Rep
Dealing in securities
2004-05-17
2005-01-01