Personnel Hong Kong SFC License Details (ID 113923)

Personnel Hong Kong SFC License Details (ID 113923)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PRINCIPAL INVESTMENT &AMP; RETIREMENT SERVICES LIMITED	Rep	Advising on securities	2022-09-29	-
	Rep	Dealing in securities	2022-09-29	-
Income Partners Asset Management (HK) Limited	Rep	Advising on securities	2019-08-02	2022-08-19
	Rep	Asset management	2019-08-02	2022-08-19
VALUE PARTNERS HONG KONG LIMITED	Rep	Advising on securities	2017-09-29	2019-07-09
	Rep	Asset management	2017-09-29	2019-07-09
	Rep	Dealing in securities	2017-09-29	2019-07-09
VALUE PARTNERS LIMITED	Rep	Advising on securities	2017-09-29	2019-07-09
	Rep	Asset management	2017-09-29	2019-07-09
	Rep	Dealing in securities	2017-09-29	2019-07-09
Ninety One Hong Kong Limited	Rep	Advising on securities	2014-09-22	2017-09-08
	Rep	Dealing in securities	2014-09-22	2017-09-08
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2006-03-29	2007-04-14
Superfund Financial (Hong Kong) Limited	Rep	Dealing in securities	2006-02-02	2006-03-01
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2005-03-01	2005-10-07