Personnel Hong Kong SFC License Details (ID 113935)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Julius Baer (Hong Kong) Limited	Rep	Advising on securities	2008-04-07	2011-06-13
	Rep	Dealing in securities	2008-04-07	2011-06-13
CHARLES SCHWAB, HONG KONG, LIMITED	Rep	Advising on futures contracts	2004-10-28	2004-12-14
	Rep	Advising on securities	2004-10-28	2004-12-14
	Rep	Dealing in securities	2004-05-25	2004-12-14