Personnel Hong Kong SFC License Details (ID 113950)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI RESEARCH LIMITED	RO	Advising on securities	2020-10-30	2024-05-10
	Rep	Advising on securities	2020-06-04	2020-10-30
Morgan Stanley Asia Limited	Rep	Advising on securities	2004-06-01	2006-07-31
	Rep	Dealing in securities	2004-06-01	2006-07-31