Personnel Hong Kong SFC License Details (ID 113953)

Personnel Hong Kong SFC License Details (ID 113953)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MAGIC COMPASS SECURITIES LIMITED	Rep	Dealing in securities	2020-06-30	2020-12-07
Fortune Max International Asset Management Limited	RO	Dealing in securities	2017-02-24	2018-08-02
IMPERIUM INTERNATIONAL SECURITIES LIMITED	RO	Dealing in securities	2014-10-22	2015-09-25
	Rep	Dealing in securities	2014-06-23	2014-10-22
ATHENA WEALTH MANAGEMENT LIMITED	Rep	Dealing in securities	2012-05-17	2012-10-03
OnePlatform Asset Management Limited	Rep	Dealing in securities	2007-10-27	2011-02-24
	Rep	Advising on securities	2004-06-15	2010-06-02