Personnel Hong Kong SFC License Details (ID 113962)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

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Current only

Organisation	Role	Activity	From	Until
YRD Asset Management Limited	Rep	Advising on securities	2022-06-23	2022-09-30
	Rep	Asset management	2022-06-23	2022-09-30
	Rep	Dealing in securities	2022-06-23	2022-09-30
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2021-05-05	2022-01-14
KGI ASIA LIMITED	Rep	Dealing in securities	2020-06-18	2022-01-14
Harmony Advisors Limited	Rep	Advising on securities	2019-09-13	2020-01-20
	Rep	Asset management	2019-09-13	2020-01-20
	Rep	Dealing in futures contracts	2019-09-13	2020-01-20
	Rep	Dealing in securities	2019-09-13	2020-01-20
Our Nature Limited	RO	Asset management	2016-02-03	2019-03-25
MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED	Rep	Asset management	2014-08-18	2015-08-19
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on futures contracts	2012-12-12	2014-02-20
	Rep	Advising on securities	2012-12-12	2014-02-20
	Rep	Dealing in futures contracts	2012-12-12	2014-02-20
	Rep	Dealing in securities	2012-12-12	2014-02-20
Morgan Stanley Asia Limited	Rep	Advising on futures contracts	2006-04-21	2007-02-22
	Rep	Advising on securities	2004-12-04	2007-02-22
	Rep	Providing automated trading services	2004-07-06	2007-02-22
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2004-07-06	2007-02-22
Morgan Stanley Asia Limited	Rep	Dealing in securities	2004-06-04	2007-02-22
Morgan Stanley Hong Kong Futures Limited	Rep	Dealing in futures contracts	2004-06-04	2007-02-22