Personnel SFC Licences and HKMA Registrations (ID 113966)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Brilliance Asset Management Limited	Rep	Asset management	2023-08-25	-
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2004-06-04	2005-04-22
	Rep	Dealing in securities	2004-06-04	2006-04-11

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.