Personnel Hong Kong SFC License Details (ID 113974)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PGIM (Hong Kong) Limited	RO	Advising on securities	2025-05-28	-
	RO	Dealing in securities	2025-05-28	-
	Rep	Dealing in securities	2024-12-20	2025-05-28
	Rep	Advising on securities	2024-09-01	2025-05-28
	Rep	Advising on securities	2024-01-31	2024-08-31
DWS Investments Hong Kong Limited	RO	Advising on securities	2004-09-01	2006-08-16
	RO	Asset management	2004-09-01	2006-08-16