Personnel Hong Kong SFC License Details (ID 114048)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2014-04-09	2014-04-10
	Rep	Dealing in securities	2014-04-09	2014-04-10
	Rep	Advising on securities	2013-04-22	2013-04-23
	Rep	Dealing in securities	2013-04-22	2013-04-23
	Rep	Advising on securities	2012-10-24	2012-10-26
	Rep	Dealing in securities	2012-10-24	2012-10-26
HSBC SECURITIES (ASIA) LIMITED	Rep	Advising on securities	2004-07-08	2005-11-12