Personnel Hong Kong SFC License Details (ID 114081)

Personnel Hong Kong SFC License Details (ID 114081)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ZHONGTAI INTERNATIONAL SECURITIES LIMITED	RO	Advising on securities	2019-02-01	-
	Rep	Advising on securities	2018-01-22	2019-02-01
CHINA EVERBRIGHT RESEARCH LIMITED	Rep	Advising on securities	2015-12-07	2018-01-05
Ping An Securities (Hong Kong) Holdings Company Limited	Rep	Advising on securities	2011-11-22	2015-08-01
Chuo Mitsui Investments Hong Kong Limited	Rep	Advising on securities	2010-04-07	2011-07-08
CHINA EVERBRIGHT RESEARCH LIMITED	Rep	Advising on securities	2007-05-02	2010-03-25
HAITONG INTERNATIONAL RESEARCH LIMITED	Rep	Advising on securities	2004-08-10	2007-04-14