Personnel Hong Kong SFC License Details (ID 114103)

Personnel Hong Kong SFC License Details (ID 114103)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2024-12-31	-
Everbright Securities Investment Services (HK) Limited	Rep	Advising on securities	2024-12-31	-
	Rep	Dealing in securities	2024-12-31	-
VALUABLE CAPITAL LIMITED	Rep	Advising on securities	2021-12-01	2023-01-12
	Rep	Dealing in securities	2021-12-01	2023-01-12
GOLDHORSE CAPITAL MANAGEMENT (HK) LIMITED	Rep	Advising on securities	2021-07-21	2021-09-24
	Rep	Dealing in securities	2021-07-21	2021-09-24
CELESTIAL COMMODITIES LIMITED	Rep	Dealing in futures contracts	2004-08-20	2007-04-29
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2004-08-20	2007-04-29