| des Voeux Partners Limited | RO | Advising on securities | 2025-01-06 | - |
| RO | Asset management | 2025-01-06 | - |
| TOV Capital Limited | RO | Advising on securities | 2024-05-27 | 2024-12-20 |
| RO | Asset management | 2024-05-27 | 2024-12-20 |
| Babel Asset Management (HK) Limited | RO | Advising on securities | 2022-06-02 | 2023-10-27 |
| RO | Asset management | 2022-06-02 | 2023-10-27 |
| Rep | Advising on securities | 2022-04-11 | 2022-06-02 |
| Rep | Asset management | 2022-04-11 | 2022-06-02 |
| Renascence Capital Limited (HK) | RO | Advising on securities | 2021-05-13 | 2022-04-08 |
| RO | Asset management | 2021-05-13 | 2022-04-08 |
| Ever Fountain Asset Management Limited | Rep | Advising on securities | 2021-03-22 | 2021-04-30 |
| Rep | Asset management | 2021-03-22 | 2021-04-30 |
| Basel Capital Limited | RO | Advising on securities | 2020-03-16 | 2020-10-14 |
| RO | Asset management | 2020-03-16 | 2020-10-14 |
| Rui Asset Management Company Limited | RO | Advising on securities | 2018-04-17 | 2019-08-22 |
| RO | Asset management | 2018-04-17 | 2019-08-22 |
| Leading Securities Company Limited | RO | Advising on securities | 2016-04-25 | 2017-02-13 |
| RO | Asset management | 2016-04-25 | 2017-02-13 |
| Well Link Asset Management Limited | RO | Advising on securities | 2014-01-02 | 2016-04-24 |
| RO | Asset management | 2014-01-02 | 2016-04-24 |
| SMART ASSET MANAGEMENT LIMITED (HK) | RO | Advising on securities | 2012-03-02 | 2013-11-26 |
| RO | Asset management | 2012-03-02 | 2013-11-26 |
| GALAXY ASSET MANAGEMENT (H.K.) LIMITED | Rep | Asset management | 2010-04-13 | 2010-10-02 |
| OSCAR BENSON LIMITED (HK) | RO | Advising on securities | 2010-01-04 | 2010-03-18 |
| NATIXIS ASIA LIMITED | Rep | Dealing in futures contracts | 2008-10-10 | 2008-12-12 |
| Rep | Dealing in securities | 2008-02-27 | 2008-12-12 |
| BEAR STEARNS ASIA LIMITED | Rep | Dealing in futures contracts | 2006-06-01 | 2007-11-29 |
| Rep | Dealing in securities | 2006-06-01 | 2007-11-29 |
| Credit Agricole Securities (Asia) Limited | Rep | Dealing in securities | 2004-07-09 | 2006-04-29 |