Personnel Hong Kong SFC License Details (ID 114126)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

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Current only

Organisation	Role	Activity	From	Until
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2019-07-25	2022-08-05
	Rep	Dealing in securities	2019-07-25	2022-08-05
Evo Capital Management Asia Limited	RO	Asset management	2017-06-21	2019-07-01
	Rep	Asset management	2013-01-04	2017-06-21
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2011-11-03	2012-06-12
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2011-11-03	2012-06-12
	Rep	Dealing in securities	2011-11-03	2012-06-12
NOMURA SECURITIES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-02-02	2010-09-01
Nomura Asia Investment (Hong Kong) Limited	Rep	Dealing in futures contracts	2008-12-08	2010-02-19
NOMURA SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2008-12-08	2010-09-01
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2008-10-13	2010-09-01
	Rep	Dealing in futures contracts	2008-10-13	2010-09-01
	Rep	Dealing in securities	2008-10-13	2010-09-01
LEHMAN BROTHERS ASIA LIMITED	Rep	Advising on securities	2008-08-20	2008-09-29
	Rep	Dealing in futures contracts	2008-08-20	2008-09-29
	Rep	Dealing in securities	2008-08-20	2008-09-29
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on futures contracts	2004-07-12	2008-05-21
	Rep	Advising on securities	2004-07-12	2008-05-21
	Rep	Dealing in futures contracts	2004-07-12	2008-05-21
	Rep	Dealing in securities	2004-07-12	2008-05-21