Personnel Hong Kong SFC License Details (ID 114134)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
IAM LEGACY LIMITED	Rep	Advising on securities	2012-03-06	2012-11-19
AIA WEALTH MANAGEMENT COMPANY LIMITED	Rep	Advising on securities	2007-07-04	2009-04-01
	Rep	Dealing in securities	2007-07-04	2009-04-01
Manulife Investment Management (Hong Kong) Limited	Rep	Dealing in securities	2004-09-01	2005-05-25