| SKYVAST SECURITIES LIMITED | Rep | Dealing in futures contracts | 2011-08-29 | 2013-09-03 |
| Rep | Dealing in securities | 2011-08-29 | 2013-09-03 |
| SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | Rep | Asset management | 2010-12-21 | 2011-08-23 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Advising on securities | 2010-11-26 | 2011-08-23 |
| Rep | Dealing in securities | 2010-11-26 | 2011-08-23 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-11-26 | 2011-08-23 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2008-11-03 | 2010-11-06 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-10-05 | 2010-11-06 |
| Rep | Advising on securities | 2007-09-06 | 2010-11-06 |
| KARL THOMSON INVESTMENT CONSULTANTS LIMITED | Rep | Asset management | 2006-01-24 | 2007-06-04 |
| Rep | Advising on securities | 2005-02-15 | 2007-06-04 |
| Rep | Advising on securities | 2004-08-26 | 2004-11-08 |