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Shum, Wai Ming (SFC:AKX647) 沈偉明 Hong Kong SFC License Details (ID 114142)
Shum, Wai Ming (SFC:AKX647) 沈偉明
SFC ID:
AKX647
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
PHILLIP SECURITIES (HONG KONG) LIMITED
Rep
Dealing in securities
2004-07-14
2005-04-26