| EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2008-08-26 | 2010-05-10 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2008-06-19 | 2009-09-02 |
| EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-05-26 | 2011-03-30 |
| Nerico Brothers Limited (HK) | Rep | Dealing in futures contracts | 2007-10-18 | 2008-04-30 |
| Rep | Leveraged foreign exchange trading | 2007-10-18 | 2008-04-30 |
| EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2007-03-08 | 2007-10-02 |
| EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2004-08-11 | 2007-10-02 |