Personnel Hong Kong SFC License Details (ID 114155)

Personnel Hong Kong SFC License Details (ID 114155)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Avenue Asset Management Limited (HK)	Rep	Advising on securities	2017-06-05	2022-06-05
	Rep	Asset management	2017-06-05	2022-06-05
Avenue Family Office Limited	Rep	Advising on securities	2017-06-05	-
	Rep	Asset management	2017-06-05	-
	Rep	Dealing in securities	2017-06-05	-
Ethivo Asset Management (HK) Limited	Rep	Advising on securities	2016-04-19	2017-06-01
	Rep	Asset management	2016-04-19	2017-06-01
	Rep	Dealing in securities	2016-04-19	2017-06-01
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2004-07-30	2009-04-22