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Chapman-Smith, Mark Stuart Hong Kong SFC License Details (ID 11416297)
Chapman-Smith, Mark Stuart
SFC ID:
BJR674
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
UBS SECURITIES ASIA LIMITED
Rep
Dealing in securities
2018-06-13
2018-06-15
Rep
Dealing in securities
2017-06-05
2017-06-09