Personnel SFC Licences and HKMA Registrations (ID 11416302)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2023-03-15	-
	Rep	Advising on securities	2021-11-18	-
UBS SECURITIES ASIA LIMITED	Rep	Advising on securities	2018-01-24	2021-05-19
	Rep	Advising on securities	2017-06-05	2017-06-10

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.