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Taparia, Sourabh Hong Kong SFC License Details (ID 11416309)
Taparia, Sourabh
SFC ID:
BJQ979
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
UBS SECURITIES ASIA LIMITED
Rep
Advising on securities
2020-01-10
2020-01-14
Rep
Advising on securities
2019-06-19
2019-06-25
Rep
Advising on securities
2017-06-05
2017-06-09