Personnel Hong Kong SFC License Details (ID 11416372)

Personnel Hong Kong SFC License Details (ID 11416372)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOYUAN CAPITAL (HONG KONG) LIMITED	Rep	Advising on corporate finance	2026-05-07	-
GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED	Rep	Dealing in securities	2026-05-07	-
GOLDLINK SECURITIES LIMITED	Rep	Dealing in securities	2021-11-03	2026-02-20
VAST HARBOUR CORPORATE FINANCE LIMITED	Rep	Advising on corporate finance	2021-11-03	2026-02-20
MESSIS CAPITAL LIMITED	Rep	Advising on corporate finance	2018-07-23	2021-10-29
	Rep	Dealing in securities	2018-07-23	2021-10-29
Yi Shun Da Capital Limited	Rep	Advising on corporate finance	2017-06-05	2018-06-30
	Rep	Dealing in securities	2017-06-05	2018-06-30