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Personnel Hong Kong SFC License Details (ID 114169)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
CC Finance Limited
Rep
Advising on corporate finance
2007-04-03
2011-06-21
BOCI ASIA LIMITED
Rep
Advising on corporate finance
2004-07-21
2005-01-04