Personnel Hong Kong SFC License Details (ID 114179)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Eagle Trader Asset Management Limited	RO	Advising on securities	2025-06-02	2025-08-02
	RO	Asset management	2025-06-02	2025-08-02
	Rep	Advising on securities	2025-05-12	2025-06-02
	Rep	Asset management	2025-05-12	2025-06-02
MAOYUAN CAPITAL (HK) LIMITED	RO	Advising on securities	2023-10-30	2025-04-01
	RO	Asset management	2023-10-30	2025-04-01
Hong Kong Jiasheng International Asset Management Limited	RO	Advising on securities	2020-07-20	2023-10-05
	RO	Asset management	2020-07-20	2023-10-05
	Rep	Advising on securities	2020-07-14	2020-07-20
	Rep	Asset management	2020-07-14	2020-07-20
GRAND FU INTERNATIONAL SECURITIES LIMITED	RO	Dealing in futures contracts	2019-07-25	2020-01-04
	RO	Dealing in securities	2019-07-25	2020-01-04
	Rep	Dealing in futures contracts	2019-05-27	2019-07-25
	Rep	Dealing in securities	2019-05-27	2019-07-25
Hang Tai Asset Management Limited	RO	Advising on futures contracts	2017-05-25	2020-01-04
	RO	Advising on securities	2017-05-25	2020-01-04
	RO	Asset management	2017-05-25	2020-01-04
ASSET DYNAMIC MANAGEMENT LIMITED	RO	Advising on securities	2015-10-26	2016-12-31
	RO	Asset management	2015-10-26	2016-12-31
GRT Capital Management Limited	RO	Advising on securities	2014-05-13	2015-03-18
	RO	Asset management	2014-05-13	2015-03-18
	RO	Advising on futures contracts	2013-12-11	2015-03-18
Golden Hen Securities and Futures Limited	RO	Dealing in futures contracts	2010-05-13	2015-08-31
	RO	Dealing in securities	2010-05-13	2015-08-31
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2004-12-17	2010-05-04
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2004-07-23	2010-05-04