Agarwal, Barun

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FACTORIAL MANAGEMENT LIMITED	RO	Asset management	2011-12-30	-
Oasis Management (Hong Kong)	Rep	Advising on futures contracts	2009-03-05	2011-08-16
	Rep	Advising on securities	2009-03-05	2011-08-16
	Rep	Asset management	2009-03-05	2011-08-16
	RO	Advising on futures contracts	2004-09-14	2009-03-05
	RO	Advising on securities	2004-09-14	2009-03-05
	RO	Asset management	2004-09-14	2009-03-05

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FACTORIAL MANAGEMENT LIMITED	RO	Asset management	2011-12-30	-
Oasis Management (Hong Kong)	Rep	Advising on futures contracts	2009-03-05	2011-08-16
	Rep	Advising on securities	2009-03-05	2011-08-16
	Rep	Asset management	2009-03-05	2011-08-16
	RO	Advising on futures contracts	2004-09-14	2009-03-05
	RO	Advising on securities	2004-09-14	2009-03-05
	RO	Asset management	2004-09-14	2009-03-05

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.