Personnel Hong Kong SFC License Details (ID 114230)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Advising on securities	2009-09-08	2011-04-27
Morgan Stanley Asia Limited	Rep	Advising on securities	2006-09-25	2009-02-13
	Rep	Dealing in securities	2006-09-25	2009-02-13
Credit Suisse (Hong Kong) Limited	Rep	Advising on securities	2004-07-30	2006-08-25