| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| WOYI CAPITAL LIMITED | RO | Advising on securities | 2024-11-11 | - |
| RO | Asset management | 2024-11-11 | - | |
| DGA Capital Asset Management Limited | RO | Advising on securities | 2023-01-17 | 2024-08-30 |
| RO | Asset management | 2023-01-17 | 2024-08-30 | |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-08-04 | 2004-08-27 |
No HKMA registrations in the collected records.