Personnel Hong Kong SFC License Details (ID 114259)

Personnel Hong Kong SFC License Details (ID 114259)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2008-05-06	2008-11-20
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2008-05-06	2008-11-20
	Rep	Dealing in securities	2008-05-06	2008-11-20
MF Global Hong Kong Limited	Rep	Dealing in securities	2007-04-30	2007-06-19
	Rep	Dealing in futures contracts	2006-11-07	2007-06-19
MF Global Securities HK Limited	Rep	Dealing in securities	2006-11-07	2007-04-30
Newedge Broker Limited	Rep	Providing automated trading services	2004-08-03	2006-03-03
	Rep	Dealing in futures contracts	2004-08-03	2006-03-03
	Rep	Dealing in securities	2004-08-03	2006-03-03